Currin Insurance Compliance Symposium
New York's Regulation 187
Monday, Oct. 28 (afternoon) and Tuesday, Oct. 29 (morning)
We have scheduled this symposium on New York’s Regulation 187 to fall in between the two effective dates for the new best interest and suitability regulation in NY. By meeting in October 2019, we will have some preliminary feedback about the implementation experience for annuities and still have time before the life rules go into effect to learn from the annuity experience. The structure of the event and its limitation on the number of attendees allows for discussion among participants as well as presentations with information that can be brought back to your office and shared with others working on implementation of this enormously important regulation.
SPACE IS LIMITED
Registration fee = $550
(Registrations are due by 10/18/19)
SPACE IS LIMITED!
Scroll down for venue information.
General Symposium Meeting Schedule
NOTE: All sessions will be interactive and will give us a chance to share experiences to date and brainstorm ways to minimize exposure under this regulation.
MONDAY, OCTOBER 28, 2019 (afternoon):
1:00 PM - 3:00 PM – Welcome and Introduction
What is the Best Interest Standard in NY? How is it similar to other standards of conduct and how is it different? We will use examples and group discussion to deepen our understanding of the threshold requirements of Reg 187.
3:00 PM - 3:30 PM – BREAK
3:30 PM - 5:00 PM – Insurer “Direct” Duties under Reg 187
There are two types of duties for insurers under the regulation. Those that directly apply to insurers and those that involve supervision of producers. This afternoon we will look at the obligations that lie directly with insurers.
6:00 PM - 8:00 PM – DINNER (included with registration)
TUESDAY, OCTOBER 29, 2019 (morning):
7:30 AM - 8:15 AM – BREAKFAST (included with registration)
8:30 AM - 10:30 AM – Insurer Supervisory Duties under Reg 187
We pick up the discussion where we left off on Monday afternoon by looking at insurer’s supervisory responsibilities.
10:30 AM - 11:00 AM – BREAK
11:00 AM - 12:30 PM – Meeting wrap up
In our final session, we will discuss disclosure requirements, experience filing these with DFS, and issues that have surfaced due to the disclosure filings.
2019 CICS-Q4 will be held at the
Millennium Knickerbocker Chicago
163 East Walton Place, Chicago, IL 60611
CICS attendees are responsible for booking their own accommodations. October is a busy month in Chicago. If you plan to stay overnight, we strongly suggest that you make your reservations early.
Click the REGISTER HERE button below to complete the payment process. Once your payment is completed, you will see a button to continue on to the registration form. Please be sure to complete the registration form. Thank you.
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Registration, Payment, and Cancellation Policies
Credit card payments are preferred and paid via this on-line education portal (follow the registration instructions for each event). If you must pay by check or have any questions, please contact [email protected].
A registration is transferable within the same company. To transfer a registration, you MUST contact [email protected] a minimum of 14 calendar days prior to the event with the new attendee's information. We are sorry, but transfer requests cannot be accepted less than 14 calendar days prior to the event.
Registrants must contact [email protected] to cancel a registration and the refund terms below will be followed regardless of the reason for the cancellation. That includes inclement weather, terrorist threats/attacks, death or tragedy, or any other unforeseen circumstances that result in cancellation by the attendee.
Attendee cancellation 30 calendar days or more prior to the event start date will be refunded 100% of the registration fee minus a $50 processing fee. Cancellations occurring within 15-29 calendar days prior to the event start date will be refunded 50% of the registration fee. No refunds will be issued for cancellations 14 calendar days or fewer prior to the event start date.
Currin Compliance Services, Inc. reserves the right to cancel any scheduled event. Notice will be given as soon as practical after the decision has been made and registration fees will be refunded in full within 20 business days of the cancellation notification.