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Ad Review (4)
Risk Mitigation (2)
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Product Compliance (2)
General Compliance (2)
50 State Surveys (3)
For Agents (1)
Standard of Care Center (20)
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Cailie A. Currin, Esq.
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Tom Hartman
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Currin Compliance Services
50-State Survey: Rebates, Gifts & Inducements
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50-State Survey with up-to-date and in-depth information on each state's rebating regulations at your fingertips.
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$450
Webinars (FREE)
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FREE replays of our Webinars
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FREE
NY Regulation 210 and NY Hot Topics for Life and Annuity
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Download Presentations from CICS-Q4 Symposium
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$375
SCC: Intro and Sample (FREE)
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Introduction and Free Sample Lesson
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FREE
Become a Sales Practice Compliance Hero
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15 lessons that give you a shortcut to experience in identifying & mitigating sales practice risks.
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$499
Who Is Currin Compliance Services? (FREE)
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What do we do? Why did we start CICEd?
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FREE
Getting Started with the CICEd Program (FREE)
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Training Problems, Solved.
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FREE
SCC Membership Bundle - Standard of Care Center
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Monthly Subscription Service
12 Bundle
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$950/month
SCC: Document Library
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Documents related to and associated with the Standard of Care Center (fiduciary, best interest, suitability, Reg. 187).
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SCC: Reg 187 Effective Date
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When does NY’s suitability regulation take effect?
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SCC: What are the (Producers') Compensation Rules in Reg 187
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Part 1: Producers
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SCC: What are the (Carriers') Compensation Rules in Reg 187
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Part 2: Carriers
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SCC: Statutory Bases Establishing Producer Conduct Standards
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What are the statutory bases for establishing standards of conducts for insurance producers under Reg 187?
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SCC: Transactions Exempt Under the Regulation
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Transactions that are exempt from the obligations of NY’s Regulation 187
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SCC: Recommendations Defined Under Reg 187
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What it means to make a recommendation under this rule.
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SCC: What Others Are Saying
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InsuranceNewsNet December 2018
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SCC: Annuity Suitability Requirements
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What suitability information must be gathered when a recommendation relates only to an annuity?
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SCC: Preventing Financial Exploitation & Abuse
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A clause in Regulation 187
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SCC: What does Reg 187 say about producer job titles?
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Let's take a closer look!
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SCC: Life Insurance Suitability Requirements
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What suitability info must be gathered for life insurance?
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