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Ad Review (4)
Risk Mitigation (2)
FREE (4)
Product Compliance (2)
General Compliance (2)
50 State Surveys (3)
For Agents (1)
Standard of Care Center (20)
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Cailie A. Currin, Esq.
Currin Compliance Services
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Tom Hartman
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50-State Survey: Rebates, Gifts & Inducements
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50-State Survey with up-to-date and in-depth information on each state's rebating regulations at your fingertips.
Currin Compliance Services
%
COMPLETE
$450
Webinars (FREE)
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FREE replays of our Webinars
Currin Compliance Services
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COMPLETE
FREE
Demystifying NYS Annuity Nonforfeiture
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Everything you want to know about NY Nonforfeiture Law & why NY products are so different from non-NY products.
Tom Hartman
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COMPLETE
$1,499
NY Regulation 210 and NY Hot Topics for Life and Annuity
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Download Presentations from CICS-Q4 Symposium
Currin Compliance Services
%
COMPLETE
$375
SCC: Intro and Sample (FREE)
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Introduction and Free Sample Lesson
Currin Compliance Services
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COMPLETE
FREE
Become a Sales Practice Compliance Hero
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15 lessons that give you a shortcut to experience in identifying & mitigating sales practice risks.
Currin Compliance Services
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COMPLETE
$499
Who Is Currin Compliance Services? (FREE)
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What do we do? Why did we start CICEd?
Currin Compliance Services
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COMPLETE
FREE
Getting Started with the CICEd Program (FREE)
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Training Problems, Solved.
Currin Compliance Services
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COMPLETE
FREE
SCC Membership Bundle - Standard of Care Center
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Monthly Subscription Service
12 Bundle
%
COMPLETE
$950/month
SCC: Document Library
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Documents related to and associated with the Standard of Care Center (fiduciary, best interest, suitability, Reg. 187).
Currin Compliance Services
%
COMPLETE
SCC: Reg 187 Effective Date
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When does NY’s suitability regulation take effect?
Currin Compliance Services
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COMPLETE
SCC: What are the (Producers') Compensation Rules in Reg 187
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Part 1: Producers
Currin Compliance Services
%
COMPLETE
SCC: What are the (Carriers') Compensation Rules in Reg 187
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Part 2: Carriers
Currin Compliance Services
%
COMPLETE
SCC: Statutory Bases Establishing Producer Conduct Standards
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What are the statutory bases for establishing standards of conducts for insurance producers under Reg 187?
Currin Compliance Services
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COMPLETE
SCC: Transactions Exempt Under the Regulation
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Transactions that are exempt from the obligations of NY’s Regulation 187
Currin Compliance Services
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COMPLETE
SCC: Recommendations Defined Under Reg 187
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What it means to make a recommendation under this rule.
Currin Compliance Services
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COMPLETE
SCC: What Others Are Saying
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InsuranceNewsNet December 2018
Currin Compliance Services
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COMPLETE
SCC: Annuity Suitability Requirements
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What suitability information must be gathered when a recommendation relates only to an annuity?
Currin Compliance Services
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COMPLETE
SCC: Preventing Financial Exploitation & Abuse
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A clause in Regulation 187
Currin Compliance Services
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COMPLETE
SCC: What does Reg 187 say about producer job titles?
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Let's take a closer look!
Currin Compliance Services
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COMPLETE
SCC: Life Insurance Suitability Requirements
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What suitability info must be gathered for life insurance?
Currin Compliance Services
%
COMPLETE
